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Rev. Anal. Num´er. Th´eor. Approx., vol. 24 (1995) nos. 1–2, pp. 131–145 ictp.acad.ro/jnaat

USING WAVELETS FOR SZ ´ASZ-TYPE OPERATORS

HEINZ H. GONSKA and DING-XUAN ZHOU (Duisburg)

1. INTRODUCTION

The Sz´asz-Mirakjan operators are defined onC[0,∞) as

Sn(f, x) =

X

k=0

f kn

Sn,k(x), (1.1)

Sn,k(x) =e−nx(nx)k!k.

There has been an extensive study on the approximation by these operators. In 1978, Beker [1] extended a result of Berens and Lorentz [2] to the interval [0,∞) and showed that forf ∈CB:=C[0,∞)∩L[0,∞), 0< α <2,

(1.2) ω2(f, t) =O(tα) ⇔ |Sn(f, x)−f(x)| ≤M xnα2 .

Here M is a constant independent of n ∈ N and x ∈ [0,∞), ω2(f, t) is the modulus of smoothness defined as

ω2(f, t) = sup

0<h<t

42hf(·) , (1.3)

42hf(x) =

f(x+h)−2f(x) +f(x−h), when h≤x,

0, otherwise.

By (1.2), we know that the second-order Lipschitz functions (i.e., the Lips- chitz functions with respect to the second-order modulus of smoothness) can be

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characterized by the rate of convergence of Sz´asz-Mirakjan operators. Another interesting result was given by Totik [10] in 1983 who proved the following equivalence:

(1.4) ω2ϕ(f, t)=O(tα) ⇔ kSn(f)−fk=O nα2

, 0< α <2.

Here ωϕ2(f, t) is the so-called Ditzian-Totik modulus of smoothness, which is defined for 1≤p≤ ∞as

ωϕ2(f, t)p= sup

0<h<t

42hϕ(x)f(x) p, (1.5)

ϕ(x) =√ x.

The Sz´asz-Mirakjan operators can not be used forLp(1≤p≤ ∞)-approximation.

For this purpose, we must modify these operators. Two versions of this type are Sz´asz-Kantorovich operators:

(1.6) Kn(f, x) :=

X

k=0

n Z k+1

n k n

f(t)dt Sn,k(x) and Sz´asz-Durrmeyer operators:

(1.7) Dn(f, x) :=

X

k=0

n Z

0

f(t)Sn,k(t)dt Sn,k(x).

These operators can be used for Lp-approximation on [0,∞).In fact, for Ln = Kn orDn,0< α <2, 1≤p <∞, f ∈Lp[0,∞),we have (c.f., [5], [7])

(1.8) ω2ϕ(f, t)p =O(tα) ⇔ kLn(f)−fkp =O nα2 .

Parallel to Sz´asz-Mirakjan operators, it is natural to consider characteriza- tions of Lipschitz functions by means of the above two versions of Sz´asz-type operators. Early in 1985, Mazhar and Totik [9] modified the Sz´asz-Durrmeyer operators and gave the same equivalence to (1.2). However, their modified op- erators have the disadvantage that they can not be used forLp-approximation.

In fact, for the original Sz´asz-Durrmeyer operators (1.7), Mazhar and Totik [9] posed the open problem to find an inverse theorem to the following direct estimate:

(1.9)

Dn(f, x)−f(x)

≤M ω1

f,

qx n+n12

. Here ω1(f, t) is the modulus of continuity:

(1.10) ω1(f, t) = sup

0<h<t

f(·+h)−f(·) .

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In 1991, Guo and the second author [6] solved this problem and showed that for 0< α <1, f ∈CB,

(1.11) ω1(f, t) =O(tα) ⇔

Dn(f, x)−f(x)

≤M xn+n12

α2 . This is the first characterization of Lipschitz functions by means of linear oper- ators which do not reproduce linear functions. Extensions to higher orders of Lipschitz functions and some other discussions can be found in a series of the second author’s (joint) papers [8], [11], [12], [14]. On the other hand, we also showed that for any 1< α <2,there exist no functions{Ψn,α(x)}n∈Nsuch that (1.12) ω2(f, t) =O(tα) ⇔

Dn(f, x)−f(x)

≤MΨn,α(x).

Thus, the second-order Lipschitz functions can not be characterized by means of Sz´asz-Durrmeyer operators when 1< α <2.This happens also for Kantorovich operators, see [14]. To overcome this difficulty, Ye and the second author [11]

introduced a technique of matrices and modified the Kantorovich operators so that they can be used for characterization of second-order Lipschitz functions as well as forLp-approximation.

The puropose of this paper is to introduce a class of Sz´asz-type operators by means of Daubechies’ compactly supported wavelets (see [3], [4]). These operators have the following advantages: Firstly, they have the same moments of finitely many orders as we arbitrarily choose as Sz´asz-Mirakjan operators, hence they can be used to characterize the second-order Lipschiz functions.

Secondly, they can be used for Lp-approximation (1< p≤ ∞) and a similar result to (1.8) holds.

In the following sections we discuss these two aspects. We shall denote byM a constant which may be different at each occurrence.

2. CONSTRUCTION OF SZ ´ASZ-TYPE OPERATORS BY WAVELETS

We recall some facts about Daubechies’ compactly supported wavelets (see [3], [4]).

GivenN ∈N, Daubechies’ compactly supported scaling waveletNφis defined by the following refinement equation

φ(·) = 2

X

k=0

hkφ(2· −k), (2.1)

φ(0) = 1,

where{hk}k∈Z is the finitely sequence given by

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X

k=0

hke−ikω = 1+e2−iωN

LN(ω) with

LN(ω)

2 =PN sin2 ω2

N

X

n=0

N−1+n n

sin2 ω2n

.

This function is compactly supported with suppNφ = [0,2N−1]. Moreover, there exists a positive constantβ >0 such that forN ≥2, Nφ∈CβN(R) and for 1≤k≤βN,

(2.2)

Z

R

xk Nφ(x)dx= 0.

In particular, whenN = 1, 1φ=χ[0,1] is the classical Haar basis.

In what follows, we assume thatφ∈L(R) has the following properties:

(i) suppφ⊂[0, C] with 0< C <∞.

(ii) Z

R

φ(x)dx= 1,and, for 1≤k≤K,(2.2) is satisfied where K∈N. Then, our Sz´asz-type operators are defined as

(2.3) Ln(f, x) :=

X

k=0

n Z

R

f(t)φ(nt−k)dtSn,k(x).

When K = 0, and φ is the Haar basis, these operators are exactly the Sz´asz- Kantorovich operators. Thus, we see that our operators are extensions of the Sz´asz-Kantorovich operators.

By the moment condition (ii),we have the following theorem.

Theorem2.1. Let Ln(f(t), x)be defined by(2.3). Then, for0≤k≤K,we have

(2.4) Ln tk, x

=Sn tk, x

, x∈[0,∞).

In particular,

(2.5) Ln(1, x) = 1;

(2.6) Ln(t, x) =x.

The moment condition (2.4) is the main improvement to Sz´asz-Kantorovich and Sz´asz-Durrmeyer operators.

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3. CHARACTERIZATION OF SECOND-ORDER LIPSCHITZ FUNCTIONS

We need some preliminary results to state our main result in this section.

For our proof, we need Peetre’sK-functional given by (3.1) K2(f, t) := inf

g∈C2[0,∞)∩CB

kf−gk+t g00

, t >0.

Since forg /∈L[0,∞), kf−gk =∞, this K-functional is equivalent to the modulus of smoothness:

(3.2) M−1ω2(f, t)≤K2(f, t2)≤M ω2(f, t), f ∈CB, 0< t≤1.

Two types of Bernstein-Markov inequalities are necessary for our purpose, which we state as follows.

Lemma3.1. Let f ∈CB.Then we have

kLn(f)k≤Mkfk; (3.3)

L0n(f)

≤M nkfk; (3.4)

L00n(f)

≤M n2kfk; (3.5)

ϕ2L00n(f)

≤M nkfk. (3.6)

Proof of Lemma 3.1. We observe that

(3.7) Ln(f, x) =

X

k=0

Z C 0

f t+kn

φ(t)dtSn,k(x). Therefore, forf ∈CB, x∈[0,∞),

Ln(f, x) ≤

X

k=0

Z C 0

|φ(t)|dtSn,k(x)kfk≤Ckφkkfk. Hence (3.3) holds.

To prove (3.4) and (3.5), we observe that

(3.8) Sn,k0 (x) =n Sn,k−1(x)−Sn,k(x) . Here we setSn,−1(x)≡0.Then for f ∈CB, x∈[0,∞),

L0n(f, x) =

n

X

k=0

Z C 0

f t+kn

φ(t)dt Sn,k−1(x)−Sn,k(x)

≤2nCkφkkfk,

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and L00n(f, x)

=

n2

X

k=0

Z C 0

f t+kn

φ(t)dt Sn,k−2(x)−2Sn,k−1(x) +Sn,k(x)

≤4n2Ckφkkfk. Hence (3.4) and (3.5) hold.

Finally, using another expression for the derivative, namely (3.9) Sn,k0 (x) = k−nxx Sn,k(x),

we obtain (3.6):

ϕ2(x)L00n(f, x) =

x

X

k=0

Z C 0

f t+kn

φ(t)dtSn,k(x)

(k−nx)2

x2xk2

≤Ckφkkfkx1

X

k=0

(k−nx)2+k

Sn,k(x)

≤2nCkφkkfk.

Here we used the moments of Sz´asz-Mirakjan operators:

Sn(t, x) =x, (3.10)

Sn (t−x)2, x

= xn. (3.11)

The proof of Lemma 3.1 is complete.

Lemma 3.2. Let f ∈C2[0,∞)∩CB.Then we have L0n(f)

≤M f0

; (3.12)

L00n(f)

≤M f00

; (3.13)

ϕ2L00n(f)

≤M ϕ2f00

. (3.14)

Proof of Lemma 3.2. By (3.7) and (3.8), for x∈[0,∞),we have L0n(f, x)

=

X

k=0

n Z C

0

f t+k+1n

−f t+kn

φ(t)dtSn,k(x)

≤Ckφk f0

,

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and L00n(f, x)

=

X

k=0

n2 Z C

0

f t+k+2n

−2f t+k+1n

+f t+kn

φ(t)dtSn,k(x)

≤Ckφk f00

.

To prove (3.14), we need the following inequality derived from a result of Becker [1]:

(3.15)

Z h

0

Z h

0 1

x+u+vdu dv≤ (x+2h)(1−x−2h)6h2

with 0< h≤ 18, 0≤x≤1−2h.

Then, forn≥8, x∈(0,∞),using (3.15) with x= 0, h= 1n,we have ϕ2(x)L00n(f, x)

=

xn2

X

k=0

Z C 0

Z 1

n

0

Z 1

n

0

f00 t+kn +u+v

dudv φ(t)dt Sn,k(x)

≤xn2

X

k=0

Z C 0

Z 1

n

0

Z 1

n

0 1

t+k

n +u+vdu dv dt Sn,k(x)kφk ϕ2f00

≤xkφk ϕ2f00

(

C

X

k=1 n

kSn,k(x) + 12CnSn,0(x) )

≤Ckφk ϕ2f00

(

X

k=1

2Sn,k+1(x) + 12Sn,1(x) )

≤12Ckφk ϕ2f00

.

In the casen <8,(3.14) is easily derived from (3.6).

The proof of Lemma 3.2 is complete.

With the above preparations, we can state our characterization theorem as follows.

Theorem3.3. Let 0< α <2, f ∈CB, Ln(f, x) be given by (2.3). Then

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(3.16) ω2(f, t) =O(tα) if and only if

(3.17)

Ln(f, x)−f(x)

≤M xn+n12

α2 .

Proof of Theorem 3.3. Necessity. Suppose that (3.16) holds. By (3.1) , we know that for 0< t <1,

K2(f, t)≤M tα2. Letg∈C2[0,∞)∩CB.We use the Taylor expansion (3.18) g(t) =g(x) +g0(x) (t−x) +

Z t x

(t−u)g00(u)du.

By Theorem 2.1 forx∈(0,∞),we have

|Ln(g, x)−g(x)|=

Ln Z t

x

(t−u)g00(u)du, x

=

X

k=0

Z C 0

Z t+k

n

x

t+k n −u

g00(u)duφ(t)dtSn,k(x)

≤ g00

X

k=0

Z C 0

t+kn −x

2kφkdt Sn,k(x)

≤2Ckφk g00

X

k=0

n k n−x2

+ Cn22

o

Sn,k(x)

≤2Ckφk 1 +C2 x

n+n12 g00 . Taking the infimum over g∈C2[0,∞)∩CB,by (3.3) we have

Ln(f, x)−f(x)

≤ inf

g∈C2[0,∞)∩CB

n

kLn(f−g)k+kf−gk+

Ln(g, x)−g(x) o

≤ inf

g∈C2[0,∞)∩CB

n

(1 +M)kf −gk+M xn+n12 g00

o

≤M K2 f,xn+n12

≤M xn+n12

α2 .

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Hence (3.17) holds. The proof of necessity is complete.

Sufficiency. Suppose that (3.17) holds. For d > 0, by (3.2) we choose fd ∈ C2[0,∞)∩CB such that

kf −fdk≤M ω2(f, d),

f00

≤M d−2ω2(f, d).

Let 0< t≤ 18, x > t, n∈N.Then, by (3.15) whenx≤ 12,Lemmas 3.1 and 3.2, we have

2tf(x) ≤

2tLn(f) (x) +

2t(f−Lnf) (x)

≤ Z t

2

12

Z τ

2

t2

L00n(f−fd, x+u+v)

dudv+ Z t

2

2t

Z t

2

t2

L00n(fd, x+u+v) dudv

+|f(x−t)−Ln(f, x−t)|+ 2|f(x)−Ln(f, x)|+|f(x+t)−Ln(f, x+t)|

≤min (

M n2kf−fdkt2, M nkf −fdk Z t

2 t 2

Z t

2

t

2

1

x+u+vdudv )

+M fd00

t2+ 4M x+tn +n12

α2

≤M nkf−fdkminn

nt2,12tx+t2o +M

fd00

t2+ 8M

maxx+t

n ,n12

α2

≤M ω2(f, d)t2

max1

n2,x+tn −1

+M d−2ω2(f, d)t2+M

maxx+t

n ,n12

α

2.

Letd= max

nqx+t n ,n1

o .Then

2tf(x) ≤

≤M

maxnq

x+t n ,1noα

+M t2

maxnq

x+t

n ,n1o−2

ω2

f,maxnq

x+t n ,n1o

. Now for anyδ∈ 0,18

,we choosen∈Nsuch that

δ

2 <max

qx+t n ,1n

≤δ.

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Under this choice, we have ∆2tf(x)

≤Mn

δα+h2ωδ22(f,δ)

o ,

which implies

ω2(f, h)≤M n

δα+h2ωδ2(f,δ)2

o .

By the Berens-Lorentz Lemma (see [2], [5]), we have ω2(f, h) =O(hα) (h→0). Hence (3.16) holds and the sufficiency is true.

The proof of Theorem 3.3 is complete.

4. APPROXIMATION THEOREMS INLp

In this section, we give approximation theorems in Lp (1< p≤ ∞) for our Sz´asz-type operators.

To state the equivalence result, we need the Ditzian-Totik K-functional de- fined by

(4.1) Kϕ,2(f, t)p = inf

g,g0∈A.C.loc2g00∈Lp

n

kf−gkp+t ϕ2g00

p

o

, t >0.

ThisK-functional is equivalent to the Ditzian-Totik modulus of smoothness:

(4.2) M−1ω2ϕ(f, t)p ≤Kϕ,2 f, t2

≤M ω2ϕ(f, t), where 1≤p≤ ∞, 0< t <1, f ∈Lp[0,∞).

Some Bernstein-Markov-type inequalities are also needed here.

Lemma 4.1. Let 1≤p≤ ∞, f ∈Lp[0,∞).Then we have kLn(f)kp ≤Mkfkp;

(4.3)

ϕ2L00n(f)

p ≤M nfkfkp. (4.4)

Proof of Lemma 4.1. By the Riesz-Thorin Theorem and Lemma 3.1, we need only to consider the casep= 1.

We note that for 0≤k <∞,

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Z 0

Sn,k(x)dx= 1.

LetC≤C0 ∈N.For f ∈L1[0,∞),we have kLn(f)k1

Z 0

X

k=0

Z C 0

f t+kn

kφkdt Sn,k(x)dx

≤ kφk

X

k=0 1 n

Z C 0

f t+kn dt

≤ kφkC0kfk1. Hence (4.3) holds.

By (3.9), we also have

ϕ2L00n(f) 1

Z 0

X

k=0

Z C 0

f t+kn

kφkdt x Sn,k(x)

(k−nx)2

x2 +xk2

dx

=

X

k=0

Z C 0

f t+kn

kφkdt

k n Z

0

Sn,k−1(x)dx−2k+

+n(k+ 1) Z

0

Sn,k+1(x)dx+n Z

0

Sn,k−1(x)dx

≤2kφk

X

k=0

Z C0

0

f t+kn dt

≤2C0kφknkfk1. Hence (4.4) also holds.

The proof of Lemma 4.1 is complete.

Lemma4.2. Let 1≤p≤ ∞, f, f0 ∈A.C.loc, ϕ2f00∈Lp. Then we have

(4.5)

ϕ2L00n(f)

p≤M ϕ2f00

p. Proof of Lemma 4.2. We prove only the casep= 1 again.

By (3.8) and (3.15), forn≥8,we have

ϕ2L00n(f) 1

X

k=0

Z C 0

Z 1

n

0

Z 1

n

0

f00 t+kn +u+v

dudvdt n(k+ 1) Z

0

Sn,k+1(x)dxkφk

X

k=1 n

k(k+ 1) Z C

0

Z 1

n

0

Z 1

n

0

ϕ2f00 t+k2 +u+v

dudvdtkφk+

(12)

+ Z C

0

Z n

0

Z n

0 1 u+v

ϕ2f00 nt +u+v

du dv dtkφk

≤2nkφk Z 1

n

0

Z 1

n

0

( X

k=1

Z C

0

ϕ2f00 t+kn +u+v dt

) du dv

+kφk Z 1

n

0

Z 1

n

0 n u+v

Z 0

ϕ2f00(y)

dy du dv

≤2n2kφk Z 1

n

0

Z 1

n

0

C0

ϕ2f00

1du dv+nkφk ϕ2f00

1 12

n

≤M ϕ2f00

1.

The proof of Lemma 4.2 is complete.

We estimate the approximation order first for smooth functions.

Theorem 4.3. Let 1< p≤ ∞, f0∈A.C.loc, f0, ϕ2f00∈Lp.Then we have (4.6) kLn(f)−fkpMn

f0 p+

ϕ2f00 p

.

Proof of Theorem 4.3. We denote the Hardy-Littlewood maximal function of a locally integrable function g by

(4.7) M(g) (x) = sup

t6=x

Z t x

|g(u)|du

|t−x| . Letx > n1, n∈N. Then, by (3.18) we have

|Ln(f, x)−f(x)|=

Ln Z t

x

(t−u)f00(u)du, x

X

k=0

Z C 0

Z t+k

n

n

t+kn −u

f00(u) du

kφkdtSn,k(x)

X

k=0

Z C 0

|t+kn −x|2

x dt Sn,k(x)kφkM ϕ2f00 (x)

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≤ (

2

X

k=0

(nk−x)2

x Sn,k(x) + 2nC22x

)

CkφkM ϕ2f00 (x)

2(1+C2)Ckφk

n M ϕ2f00 (x). Here we used the fact foru∈[x, t] or [t, x],

|t−u|

u ≤ |t−x|

x .

For 0≤x < n1,we have

|Ln(f, x)−f(x)|=

Ln Z t

x

f0(u)du, x

X

k=0

Z C 0

Z t+k

n

x

f0(u) du

kφkdtSn,k(x)

X

k=0

Z C 0

t+kn −x

dtkφkdtSn,k(x)M(f0) (x)

C2

n kφk+Ckφk v u u t

X

k=0 k n−x2

Sn,k(x)

M f0 (x)

(1+C)Ckφkn M(f0) (x).

Combining the above two cases, we have forx∈[0,∞),

|Ln(f, x)−f(x)| ≤ Mn M ϕ2f00

(x) +M(f0) (x) , which implies for 1< p≤ ∞

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kLn(f)−fkpMn

M ϕ2f00 p+

M f0 p

Mn ϕ2f00

p+ f0

p

.

The proof of Theorem 4.3 is complete.

Finally, with all the above preliminary results, we state our main theorem in this section.

Theorem 4.4. Let f ∈ Lp[0,∞) for 1 < p < ∞ and f ∈ CB for p = ∞.

Then, for 0< α <1, we have

(4.8) kLn(f)−fkp =O n−α if and only if

(4.9) ωϕ2(f, t)p=O t

.

Proof of Theorem 4.4. When 1 < p < ∞, we use the following inequality (see [5])

(4.10)

f0

p ≤M

kfkp+ ϕ2f00

p

, f, f0 ∈A.C.loc.

Then the proof for this case can be completed by the standard method (c.f. [5]) using Lemmas 4.1, 4.2 and Theorem 4.3.

When p = ∞, we use the following K-functional introduced by the second author in [13]

K1,2(f, t) = inf

g∈C2[0,∞)∩CB

kf−gk+t g0

+ ϕ2f00

.

By Lemmas 3.1, 3.2, 4.1, 4.2 and Theorem 4.3, using the equivalence derived in [11], we know that (4.8) holds if and only if

K1,2(f, t) =O(tα), which is equivalent to (4.9).

The proof of Theorem 4.3 is complete.

It can thus be seen our Sz´asz-type operators have the advantages of both Sz´asz-Mirakjan operators and Sz´asz-Kantorovich or Durrmeyer operators.

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[2] H. Berens and G. G. Lorentz,Inverse theorems for Bernstein polynomials, Indiana Univ.

Math. J.21(1972), 693–708.

[3] I. Daubechies, Orthonormal bases of compactly supported wavelets,Comm. Pure Appl.

Math.41(1988), 909–996.

[4] I. Daubechies, Ten Lectures on Wavelets, CBMS-NSF Series in Appl. Math. 61, SIAM Publ. Philadelphia, 1992.

[5] Z. Ditzian and V. Totik,Moduli of Smoothness, Springer Series in Computational Math- ematics, vol.9, Springer-Verlag, Berlin/Heidelberg/New York, 1987.

[6] Zhu-Rui Guo and Ding-Xuan Zhou,Approximation theorems for modified Sz´asz operators, Acta Sci. Math. (Szeged)56(1992), 311–321.

[7] M. Heilmann,Direct and converse results for operators of Baskakov-Durrmeyer type, Ap- prox. Theory Appl.5(1989), 105–127.

[8] D. Mache and Ding-Xuan Zhou, Approximation theorems for a class of Bernstein- Durrmeyer operators,preprint, 1993.

[9] S. M. Mazhar and V. Totik,Approximation by modified Sz´asz operators, Acta Sci. Math.

(Szeged)49(1985), 257–269.

[10] V. Totik,Uniform approximation by Sz´asz-Mirakjan type operators, Acta Math. Hungar.

41(1983), 291–307.

[11] Mao-Dong Ye and Ding-Xuan Zhou, A class of operators by means of three-diagonal matrices, J. Approx. Theory78(1994), 239–259.

[12] Ding-Xuan Zhou,On a paper of Mazhar and Totik, J. Approx. Theory72(1993), 290–300.

[13] Ding-Xuan Zhou,Uniform approximation by some Durrmeyer operators,Approx. Theory Appl. 6(1990), 87–100.

[14] Din-Xuan Zhou,On smoothness characterized by Bernstein type operators, J. Approx.

Theory, to appear.

Received May 10, 1994 Department of Mathematics University of Duisburg

D-47057 Duisburg Germany

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