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Transesophageal endoscopic ultrasound fine needle aspiration of vertebral body osteolytic tumors – a novel diagnostic approach. Case series.

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Original papers

Transesophageal endoscopic ultrasound fine needle aspiration of vertebral body osteolytic tumors – a novel diagnostic approach.

Case series.

Romeo Ioan Chira

1,2

, Alina Florea

3

, Vlad Ichim

1

, Liliana Rogojan

4

, Alexandra Chira

5

, Doinita Crisan

4,6

11st Internal Medicine Department, “Iuliu Hatieganu” University of Medicine and Pharmacy, 2Gastroenterology Department, Emergency Clinical County Hospital Cluj, 3“Prof. Dr. Ioan Chiricuta” Oncology Institute, 4Pathology Department, Emergency Clinical County Hospital Cluj, 52nd Internal Medicine Department “Iuliu Hatieganu” Univer- sity of Medicine and Pharmacy, 6“Iuliu Hatieganu” University of Medicine and Pharmacy Cluj-Napoca, Romania

Received 10.06.2020 Accepted 15.10.2020 Med Ultrason

2021, Vol. 23, No 1, 42-47

Corresponding author: Alexandra Chira, MD, PhD 2nd Internal Medicine Department

2-4 Clinicilor, 400006 Cluj-Napoca, Romania E-mail: [email protected]

Introduction

Primary tumors develop rarely in the spine, but me- tastases are more frequently evidenced [1]. Data suggest that the spine is the most common site for metastases and for lesions of unknown origin [1,2]. Vertebral primary tumors or metastases represent a difficult target for per-

cutaneous ultrasound (US) guided biopsies, being per- formed usually under computed tomography (CT) guid- ance [3]. Osteolytic benign tumors are more frequent in the pediatric population [4]. In rare cases, non-ossifying fibromas and fibrous histiocytomas can be located also in the vertebrae [5-7]. Also, aneurysmal bone cysts can be found in the vertebrae, both in adult and in pediatric pop- ulations [8,9]. Frequently, histopathological examination of the suspected lesions establishes the final diagnosis;

therefore, procurement of the tissue is of the utmost importance [10]. Although bone tumors are rare, histo- pathological examination is often difficult [10]. Some authors and expert groups have even defined the “ideal lesions”, potential lesions and also the contraindications Abstract

Aims: Vertebral lesions, either primary or more frequently metastasis, are difficult targets for percutaneous guided biop- sies and surgical biopsies and are associated with greater risks of complications. We investigated the feasibility of endoscopic ultrasound (EUS) fine needle aspiration (FNA) biopsy in the assessment of vertebral osteolytic tumors as an alternative to CT guided biopsy which is the technique currently used. Material and methods: Four patients with osteolytic tumors of the vertebral bodies identified by imaging methods (CT or MRI) – 3 patients, and one with a tumor detected primarily during EUS procedure were included in order to evaluate the feasibility of the procedure. The lesions were located either at the dorsal or lumbar vertebrae. In all cases we performed EUS FNA of the osteolytic vertebral body lesions with 22G needles using the transesophageal or transgastric approach. Results: In all cases EUS FNA provided enough tissue for an accurate histopatho- logical report, with no procedural complication. We diagnosed lung adenocarcinoma, hepatocarcinoma and a pancreatic ad- enocarcinoma vertebral metastasis and one case of lymphoma. Conclusions: EUS FNA is a valuable technique which should be considered in selected cases, when a “traditional approach” is not applicable or associated with a higher risk. Treatment guidelines are based on the histology of the tumor, histopathological examination being nowadays mandatory. Therefore, we propose for selected cases a feasible technique, with significantly lower procedural risks, as an alternative for open surgical biopsies or computed tomography guided biopsies.

Keywords: biopsy; endoscopic ultrasound; EUS FNA; osteolytic lesion; spine; vertebral

DOI: 10.11152/mu-2618

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for bone biopsies [10]. Among these “ideal lesions” are:

carcinoma and melanoma metastases, monomorphic tu- moral proliferations, Ewing or Ewing-like sarcoma, lym- phoma, plasmocytoma [10]. Surgical biopsies are associ- ated with higher complication rates than image-guided approaches; therefore, whenever possible, the minimally invasive diagnosis technique has to be envisaged [11,12].

Also, there are numerous cases when the path to the final diagnosis is long and difficult, such as for lung cancer, when histological diagnosis can be even more challeng- ing if the tumor cannot be biopsied by the transbronchial of transesophageal route with endobronchial ultrasound (EBUS) or endoscopic ultrasound (EUS) fine needle aspiration (FNA). In those cases, if the ventilated lung should be passed along the biopsy tract, the CT-guided biopsy entails a higher number of complications [13,14].

To our knowledge, there are only two published case reports of EBUS guided vertebral metastasis– one using a transtracheal, the other using a transesophageal approach with echobronchoscopes– but none using a transesopha- geal dedicated echoendoscope [15,16]. Therefore, our aim is to present an alternative for the “classical ap- proach”– the conventional open surgical biopsies or CT guided-biopsies. We present our series of four cases di- agnosed by trans-esophageal and trans-gastric EUS FNA of the vertebral body osteolytic tumors and metastases of various origins.

Cases presentations Case 1

A 62-year-old man was referred for a lung biopsy from a right upper lobe lung tumor (fig 1a) with osteo- lytic metastasis located at the lower cervical and dorsal vertebral bodies (fig 1b) revealed by thoracic CT. The patient complained of dorsal pain, associated with left

abdominal upper quadrant pain, with progressive evolu- tion, which had appeared 3 months prior to admission.

He was smoker (30 pack-years) and hypertensive. The bronchoscopy did not visualize the tumor. Transthoracic US could not evidence the tumor due to the interposition of the ventilated lung between the pleura and the tumor.

Analyzing the thoracic CT scan, we considered that a transesophageal EUS-FNA biopsy of the dorsal verte- bral body metastasis could be feasible. Transesophageal EUS examination under propofol deep sedation was performed, using a linear Olympus® echoendoscope GF UCT180, showing a gastric ulcer, chronic erosive gas- tritis and multiple mediastinal lymph nodes with suspi- cious features, associated with two hypoechoic osteolytic protruding masses originating from two vertebral bodies (fig 1c). EUS guided FNA was realized in the same ses- sion – 3 passages with a 22G Olympus EZ Shot® 3 Plus (Tokyo, Japan) needle – using dry suction - procuring cy- lindrical tissue specimens (fig 1d). Histopathological and immunohistochemical examination revealed the esopha- geal wall structure and a malignant tissue with features of metastatic adenocarcinoma, with glandular arrangements of the malignant cells, CK7 positive and TTF-1 negative.

The patient was sent thereafter to the oncology depart- ment with T3N3M1 stage lung adenocarcinoma and che- motherapy was initiated.

Case 2

A 66-year-old man, active tobacco (20 pack-years) and ethanol consumer, presented for dorsal, lumbar and left thigh pain with left intercostal irradiation, symptoms which had appeared 2 months prior to the presentation in our Department. The CT scan rised the possibility of a pancreatic tumor and showed multiple hepatic and bone metastases. Bone metastases were located in L1 vertebral pedicle and transverse process (fig 2a). EUS examina- tion was performed under propofol deep sedation, with a

Fig 1. Lung cancer with osteolytic metastases of a dorsal vertebral body: a) Thoracic axial CT scan (lung window) – showing the posterior upper right lobe lung tumor with malignant features, without a sufficient pleural contact in order to be visualized and punc- tured under percutaneous US-guidance; b) Thoracic axial CT scan – showing an osteolytic lesion of a dorsal vertebral body (large arrow), in proximity with the esophagus (small arrow); c) Transesophageal EUS with linear transducer showing a large hypoechoic mass posterior to the esophagus, vascularized in Color Doppler mode, representing an osteolytic metastasis of a vertebral body with extensive anterior periosseous growth; d) EUS FNA of the vertebral osteolytic lesions, with the hyperechoic needle visible inside the hypoechoic tumor (arrow).

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linear Olympus® echoendoscope GF UCT180 and char- acterized the L1 vertebral metastasis and liver metastasis (fig 2b). EUS guided FNA of the L1 vertebral body was performed – 2 passages with a 22G Olympus EZ Shot® 3 Plus needle (Tokyo, Japan) (fig 2c), using dry suction and procured tissue specimens. EUS-FNA of one the hepatic metastasis from the left lobe and of the body pancreatic lesion was also performed. Histopathological and immu- nohistochemical examination of all biopsies were diag- nostic. Final diagnosis from all biopsied sites was pan- creatic adenocarcinoma (fig 2d). The patient was referred to the Oncology Department with metastatic pancreatic adenocarcinoma and chemotherapy was initiated.

Case 3

A 47-year-old man was referred for dorsal and lumbar pain irradiating to the thigh, associated with paraparesis, paresthesia and numbness, symptoms which had ap- peared 3 months prior to the presentation in our Depart- ment. MRI examination revealed bone metastasis locat- ed on the D10 and D11 vertebrae, extending in the dural space (fig 3a). Lymphoma or myeloma were suspected, therefore an osteomedullary biopsy (iliac bone) was per- formed, but the histopathological report did not confirm the diagnosis. The US examination revealed an osteolytic

mass located vertebrally and paravertebrally, with exten- sion to the posterior thoracic wall, mainly on the left side.

Thoracic CT scan confirmed the presence of the osteo- lytic lesion (fig 3b). EUS was performed under propofol deep sedation, with a linear Olympus® echoendoscope GF UCT180 and a mediastinal paravertebral tumor was visualized. Also, the fracture of the anterior surface of the vertebral body was described (fig 3c) and another hypoechoic nodule located paraesophageally was depict- ed. FNA was performed both from the paraesophageal lesions and from the paravertebral lesion (fig 3d). His- topathological and immunohistochemical examination of the paravertebral lesion specimen reported a diffuse large B cell lymphoma (LCA positive, with CD20 positive, CD23 and CD10 negative lymphocytes). The patient was referred to the Hematology Department with vertebral B cell lymphoma and chemotherapy was started.

Case 4

A 60-year-old male patient, with type 2 diabetes, chronic hepatitis B and atrial fibrillation, was referred for supplementary investigation of a subhepatic tumor with hepatic metastases and metastatic subhepatic lymph nodes. MRI imaging confirmed the tumor invading the duodenal wall and the head of the pancreas, with he- Fig 2. Pancreatic adenocarcinoma with L1 vertebral body metastases. a) Abdominal CT scan showing an osteolytic lesion in the pedicle and left transversal process of L1 vertebra (arrow); b) Hypoechoic tumor at L1 vertebra with hyperchoic spots – bony frag- ments inside the osteolytic metastases; c) EUS FNA of the hypoechoic L1 vertebral tumor – with the needle into the mass; d) Pan- creatic adenocarcinoma metastases from L1 vertebra – with CA 19-9 positive cells (10x).

Fig 3. Dorsal vertebral lymphoma with soft tissue involvement a) Axial thoracic MRI image with a hypointense mass situated anterior and laterally right to a dorsal vertebral body – interpreted as an osteolytic metastasis; b) Thoracic contrast enhanced CT scan axial image showing an osteolytic lesion of a dorsal vertebral body; c) EUS image of the hypoechoic mass, surrounded by two intercostal arteries, in contact with a dorsal vertebral body tumor; d) EUS FNA of the hypoechoic dorsal vertebral mass – with the hyperechoic needle puncturing the tumor.

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patic metastasis and atypical lymph nodules in the ret- roperitoneum and in the pericardial fat. Liniar EUS was performed under propofol deep sedation, with a linear Olympus® echoendoscope GF UCT180 and the subhe- patic tumor was further characterized, having a necrotic center. Hepatic and retroperitoneal metastases were con- firmed. Also, a lesion located at D1 level was identified, an osteolytic lesion– possible vertebral metastasis - which could explain the posterior thoracic pain syndrome. FNA was performed from the subhepatic tumor, from a retro- peritoneal lymph node and from the vertebral lesion. A thoracic CT scan was performed after EUS, which con- firmed the EUS findings and described the partial lysis of D1 vertebral body. It also depicted a 0.9 cm pulmonary nodule, located in in the superior right lobe and multiple enlarged lymph nodes located in the mediastinum, ante- rior and retrosternal pericardiac areas. Histopathological and immunohistochemical examination from all three sites was diagnostic and revealed a hepatocarcinoma morphology – with Hep Par positive malignant cells (fig 4). The patient was referred to the Oncology Department.

Discussion

This case series shows that EUS FNA, a minimal in- vasive diagnosis procedure, is a feasible alternative for selected patients. We present this diagnostic approach for osteolytic lesions of the vertebrae using transesophageal and transgastric EUS FNA biopsy of the bone lesions with lower risks for selected lesions. Though CT guided biopsies is the technique currently used, this case series brings to light that there is also another viable alterna- tive procedure suitable for osteolytic lesions with certain features.

Suspicion of advanced neoplasia raises some key questions in the diagnostic algorithm: how can we con- firm the cancer offering less complications and discom-

fort for the patients? In our cases, the “classical” method for targeting the primary tumor would have been the CT guided transthoracic biopsy but with possible complica- tions, some of them potentially severe. In addition to the irradiation both for the patient and the medical staff, an open surgical biopsy results in greater risks and compli- cations. On the other hand, a transesophageal EUS guid- ed biopsy of the vertebral bodies with osteolytic metas- tasis could produce fewer and less severe complications, besides resulting in considerably less discomfort. These advantages are due to deep sedation and smaller needle calibers, which avoid the passage of the ventilated lung and subsequently lowers associated risks in comparison with other diagnostic modalities. Percutaneous US-guid- ed biopsy of osteolytic lesions provides a good diagnostic yield with a low rate of complications and with a relative- ly small number of needle passages [17]. Also, having a good experience in mediastinal ultrasonography [18] and EUS FNA of the lung tumors [19], we chose to perform EUS FNA of the osteolytic vertebral lesions, a new type of EUS guided biopsy. Rapid on-site examination was not available at that moment and samples were sent to the Pathology Department. We used the same type of needle in all cases and for all biopsy sites the 22G Olympus EZ Shot® 3 Plus needle.

In the first case, immunohistochemistry applied to the biopsy specimen revealed CK-7 positive tumor cells, ac- companied by TTF-1 negative nuclei. It is known that at least 12.8% of lung adenocarcinoma are TTF-1 negative and are correlated with an unfavorable prognosis [20].

The second case supports the possibility of expanding the range of vertebral body biopsies to the lumbar spine – at least until L1 level. The third case also supports the value of the EUS-FNA even with 22G needle caliber for the di- agnosis of a vertebral B cell lymphoma. The fourth case represents a premiere for us, as we diagnosed by EUS a previously unknown dorsal vertebral body (D1) osteolyt- Fig 4. Hepatocarcinoma with D1 vertebral body metastases. a) Axial CT scan showing an osteolytic lesion at D1 vertebral body (arrow), protruding anteriorly as a hypodense tumor; b) Transesophageal EUS revealed a hypoechoic tumor with hyperechoic foci (vertebral bone fragments) situated posterior to the superior esophagus; EUS FNA of the D1 vertebral metastases with the image of the 22G needle inside the tumor; c) Hep-Par positive cytoplasmic granular cells confirming vertebral metastases from hepatocarci- noma (40x).

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ic metastasis and confirmed the finding with a subsequent thoracic CT scan.

In the cases with multiple sites sampling, the patho- logical analysis revealed the same malignant disease in all sites – pancreatic adenocarcinoma in case no. 2 and hepatocarcinoma in case no. 4.

Frequently, in lymphomas, bone or lymph node bi- opsies establish the diagnosis, but in our case the diag- nosis was established by the biopsy of a vertebral body osteolytic lesion. EUS-FNA could be also useful in the cases of extra medullary hematopoiesis, when the liver or/and the spleen could be biopsied even during the same examination [21,22].

We found only two case reports published, both of them using endobronchial echoendoscopes (EBUS), one using a transtracheal and the other a transesophageal ap- proach for procuring samples of dorsal vertebral bodies [15,16].

Despite the small number of cases in our series – 4, this is the first report of the EUS-FNA use in osteolytic lesions, and all cases provided enough material in order to establish the final histopathological diagnosis. The advantages of this technique are undoubtedly the prem- ises for including the procedure in the armamentarium of spine tumors investigations, and possibly in the guide- lines.

Beside the advantages of this diagnostic technique, we hope that with this approach it would be interesting and challenging to use also EUS-guided radio frequency ablation (RFA) of vertebral ostelytic lesions. For some bone tumors - osteoid osteoma for example - RFA is now the standard of care [3,23]. Beside the ability to be a cu- rative therapy for certain benign lesions, RFA is also used as palliative therapy in patients with bone metastasis [3,24,25]. An example is the anterior lesions of the verte- bral body, where a percutaneous biopsy or percutaneous RFA is difficult to be performed.

Our case series also illustrates the range of potential indications of EUS FNA for vertebral body biopsy: from dorsal to first lumbar vertebrae. Judging according to our clinical practice, also the inferior cervical vertebrae can be accessible for this procedure. This range is probably dependent also on the individual characteristics of the pa- tient. This approach could represent an option in selected cases, when percutaneous biopsies are not possible, or when surgical risks are major or the patient prefers a non- invasive alternative less risky and more cost-efficient.

Therefore, to our knowledge, our cases are the first re- ported use of an endoscopic ultrasound device designed for transesophageal examination for a biopsy of a dorsal and lombar vertebral osteolytic lesion, providing the final histopathological diagnosis in all four cases.

Conclusions

We present the first case series of a novel approach for the biopsy of osteolytic vertebral tumors – transesopha- geal EUS FNA. In all our four cases the EUS guided biopsy provided enough material for an adequate histo- pathological assessment which led to the final diagnosis.

EUS FNA can provide a less invasive and efficient mini- mally invasive diagnostic approach to vertebral body osteolytic lesions, which until now has not been consid- ered. However, it is a feasible, low-risk procedure.

Conflict of interest: none

Acknowledgments: This work was supported in part by a grant of the Romanian National Authority for Scien- tific Research and Innovation, CNSC – UEFSCDI, pro- ject number PN-III – P2 -2.1- PED 2016-0425, contract number 178PED/2017.

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